The Board of Directors

Anthony B. Petrelli, President and Chairman

Mr. Petrelli is President and Chairman of the Board of Directors. Mr. Petrelli is the Director of Investment Banking.  Mr. Petrelli received his BS in Business (Finance) and his Masters of Business Administration (MBA) from the University of Colorado and a Masters of Arts in Counseling from Denver Seminary.  He began his career in 1972 and since that time has managed the Corporate Finance departments for Bosworth, Sullivan & Co., Hanifen,Imhoff, Inc. and his current position at NTB Financial Corporation.  Mr. Petrelli has served on numerous regulatory and industry committees including service on the FINRA Corporate Finance Committee, the NASD Small Firm Advisory Board, the FINRA Fixed Income Committee, the FINRA District Surveillance Committee, District 3 and as the Chairman of the FINRA District Business Conduct Committee, District 3, FINRA Statutory Disqualification Board and as a FINRA Arbitrator and as a member of the Task Force on Future of Shared State and Federal Securities Regulation, North American Securities Administrators Association, Inc. (NASAA) among others.  Mr. Petrelli has also served as the Chairman of the Regional Investment Bankers Association. Mr. Petrelli has been involved in many aspects of the securities industry.  He has had extensive experience in his 40 years in the areas of operations, sales, trading, management of sales, underwriting and corporate finance.


Michael Morgan, Executive Vice President and Managing Director of Fixed Income 

Michael Morgan is an Executive Vice President and Member of the Board of Directors.  Mr. Morgan is the Director of the Fixed Income Department. He attended the University of Illinois, Chicago, after which he began his career as Unit Head for the Universal Life Department of Washington National Insurance Company. He entered the Investment Banking business in 1985, and has specialized in the execution of retail and institutional orders for Fixed Income related products for over 25 years. Mr. Morgan has also been recognized by "Colorado Biz" and "5280" magazines as one of Colorado's "Five Star Wealth Managers", placing him in the top 4% of money managers with regard to client satisfaction, in their survey of high net worth investors.


Regina Roesener, Executive Vice President and Managing Director of Corporate Finance

Ms. Roesener is an Executive Vice President and Member of the Board of Directors. Ms. Roesener is the Director of Corporate Finance.  Ms. Roesener received her BS from the University of Colorado in 1982.  She began her career at NTB in1988.  In her capacity Ms. Roesener is involved in the structuring of financial offerings specific to the client needs. During her tenure at the firm Ms. Roesener has coordinated and managed the underwriting and marketing groups for many public and private offerings.  This involves working closely with executive management of the issuing company to develop and deliver their investor presentations and road shows, utilizing long-standing strategic relationships with participating FINRA member firms.  Since 2002, Ms. Roesener has coordinated and managed the services NTB provides as the Internal Market Broker for CH2M HILL, a privately-held global engineering firm.  She has served as a Board Member of the National Investment Bankers Association and the Women in Syndicate Association and has served as a Board Member for the Denver chapter of the March of Dimes.



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