Investment Banking Services

Investment banking solutions that work best for you

Quite simply, it is all about the expertise, experience and the execution.

Industries Served

NTB Financial Corporation. has provided comprehensive transaction services to companies in a multitude of industries including oil and gas, technology, manufacturing, engineering, financial services and airlines to name a few.  Whether you are a privately held or public company, NTB can offer you financing solutions specifically structured to a company's financial needs and requirements.

Operating experience from your perspective

Beyond investment banking capabilities, our experience as owners, board members and advisors to a myriad of private and public companies provide the experience to differentiate our professionals from others. We uniquely understand the core issues and multifaceted decisions facing business owners and managers because we have experienced similar situations. The ability to work from this perspective offers immeasurable value to our clients.

A team working for your benefit

It's more than simply working out the numbers; it's about providing a certain quality of personal and financial service and understanding your concerns and challenges. Our senior professionals manage the corporate finance process so you can focus on running your business. Our team will work to maximize current shareholder and owner value while providing guidance to enhance the future competitive and strategic worth of your company.

Private Placements

We are experienced in arranging private placements of equity for private and public companies. Capitalizing on our relationships with regional investment banking firms across the country, as well as institutional investors, we provide a variety of sources of equity to our clients.  Capital funding is typically used for acquisitions and growth opportunities that are presented to our clients.  Through these private placements, companies can obtain capital from sophisticated private investors allowing them to take advantage of growth opportunities.

Public Offerings

In the same manner we leverage our relationships with regional investment banking firms for Private Placements; we utilize many of the same relationships used when providing Public Offering services and expertise.  This expertise allows us to structure and execute a transaction that best suits the needs of our clients and their stakeholders.  Our extensive retail sales and syndicate network allows us to provide capital from a variety of sources.  NTB has successfully underwritten many initial and secondary public offerings raising capital for growth and acquisitions.

Fairness Opinions

For private and small cap companies, we can provide fairness opinions to Board of Directors and Executive Management by scrutinizing a proposed transaction and resulting impact on current shareholders.   NTB has experience in providing fairness opinions, as well serving in the capacity of litigation support and/or expert witness testimony in a variety of arbitration and civil cases relating to company-shareholder transactions.