Chairman of the Board, has dedicated 57 continuous years to the investment banking industry. After graduating from the University of Denver School of Business Administration, he immediately entered the securities business. His career reflects the all important factor of stability. He served the public at two quality investment firms prior to forming NTB, which he conceived and co-founded in 1977. The firm continues to grow in prominence and stature as a regional investment firm. Mr. Neidiger has served on the NASD Business Conduct Committee as well as participating in many other civic and business endeavors.

Charles C. Bruner

The President of NTB entered and graduated from the Air Force Aviation Cadet Program after attending the University of Colorado for two years. He spent ten years on active duty in the Air Force as a command pilot. Subsequently he entered the securities business and now has 47 years experience in the industry. A co-founder of the Company, Mr. Bruner's forte is his ability to select a strong management team. He credits the outstanding performance of the Company to that team. He has served as a member of the NASD arbitration program and is active in various charitable organizations including the Children's Hospital of Denver. He founded the intracompany charity, Hope for the Children.

Robert L. Parrish

Mr. Parrish is the Firm's Secretary, a Senior Vice President, and one of its founders. He has a BS in business administration from the University of Denver. Mr. Parrish has 52 years in both the commercial banking and investment business.

Anthony B. Petrelli

Mr. Anthony B. Petrelli is a Senior Vice President and Director of Corporate Finance/Investment Banking at Neidiger, Tucker, Bruner, Inc. Mr. Petrelli received his Masters of Business Administration from the University of Colorado. He began his career in 1972 and since that time has managed the Corporate Finance departments for Bosworth, Sullivan & Co., Hanifen Imhoff, Inc. and his current position at Neidiger, Tucker, Bruner, Inc. Mr. Petrelli has served on numerous regulatory and industry committees. Mr. Petrelli has also served on the NASD National Adjudicatory Council, the NASD Corporate Finance Committee, NASD Small Firm Advisory Board, as an NASD Arbitrator and as Chairman of the NASD Business District Conduct Committee, District 3. Mr. Petrelli is the past Chairman of the National Investment Bankers Association.

Michael J. Morgan

Michael J. Morgan is a Senior Vice President and the Firm's Fixed Income Department Head. He attended the University of Illinois, Chicago, after which he began his career as Unit Head for the Universal Life Department of Washington National Insurance Company. He entered the Investment Finance business in 1985, and has specialized in the execution of retail and institutional orders for Fixed Income related products for over 20 years.

Regina L. Roesener

Regina L. Roesener is Vice President and a member of the Board of Directors at Neidiger, Tucker, Bruner, Inc. She is the Syndicate Manager. Ms. Roesener received her B.S. from the University of Colorado. Beginning with a summer internship in 1977, Ms. Roesener became affiliated with Neidiger, Tucker, Bruner, Inc. full time in 1988 and has been the Syndicate Manager since 1993. Ms. Roesener is an active member of the National Investment Bankers Association and Women in Syndicate, a national trade organization.

When investors are putting their dollars into someone else's hands, stability, continuity, stewardship, and trust become more than just words. These are essential qualities that must be embodied in their investment firm and individual broker.

Major decisions that affect the firm, its brokers, its activities, and, most importantly, its investors, are decided by a six-person executive committee.

Today's investment environment is no place for amateurs. The astute investor will look to experienced professionals for assistance in defining personal goals and the steps to achieve them.

The six-person committee at NTB totals over 200 years in the investment business and encompasses four decades. These are the men and women who form the leadership core for NTB, the oldest full-service, locally owned investment firm in the region.

• Eugene L. Neidiger
  Chairman, Director

• Charles C. Bruner
  President, Director

• Robert L. Parrish
  Secretary
  Sr. Vice President
  Director

• Anthony B. Petrelli
  Corporate Finance
  Sr. Vice President

• Michael J. Morgan
  Fixed Income, Sr. Vice president

• Gina Roesener
  Syndicate Manager, Vice President